Wiley Series 63 Exam Review: The Uniform Securities Examination

by The Securities Institute of America Inc, The Securities Institute of America Inc., The Securities Institute of America

The go-to guide to acing the Series 63 Exam Passing the Uniform Securities Agent State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state securities regulation as reflected in the Uniform Securities Act and its amendments and related rules, as well as ethical practices and fiduciary obligations. Many states require an agent to pass the Series 63 exam in addition to the Series 6,...

• Format: Paperback
• Language: English
• ISBN: 1118719549
• ISBN13: 9781118719541
• Release Date: December 2013
• Publisher: John Wiley & Sons
• Length: 173 Pages
• Weight: 1.10 lbs.
• Dimensions: 0.6" x 8.4" x 10.7"