The Advisor's Guide to the Dol Fiduciary Rule, 2nd Edition

by Livia Quan Aber Esq, Marcia S Wagner Esq, Stephen J Migausky Esq, et al.

The Department of Labor's (DOL) fiduciary rule constitutes the single biggest change in the financial advisory area since the passage of ERISA, but the DOL fiduciary rule was invalidated by a federal court of appeals last year. That begs the question then of what rules do apply for financial advisors helping clients make important decisions affecting their retirement?

As a result, every attorney, advisor, or consultant whose practice, or...

• Format: Paperback
• Language: English
• ISBN: 1945424672
• ISBN13: 9781945424670
• Release Date: December 2018
• Publisher: National Underwriter Company
• Length: 176 Pages