Securities Trader Qualification Examination Series 57 Practice Exams

by Philip Martin McCaulay

This practice exam book with four 50-question exams will help candidates pass the Securities Trader Qualification Examination (Series 57). It features material on each function covered on the Series 57 exam, including Understanding General Trading Practices; Trading Specific Products; Handling Customer Orders; Reporting Trades to the Designated Reporting Facility; Creating, Retaining and Reporting Required Records of Orders and Transactions; and...

• Format: Paperback
• Language: English
• ISBN: B0BM3SP78M
• ISBN13: 9798363448355
• Release Date: November 2022
• Publisher: Independently Published
• Length: 160 Pages
• Weight: 0.85 lbs.
• Dimensions: 0.3" x 8.5" x 11.0"