Securities Operations: A Guide to Operations and Information Systems in the Securities Industry

by Michael T. Reddy

Securities Operations, Second Edition covers not only operations procedures but it also describes the full range of information systems available to support trading, sales, and operations. Its expert guidelines, insight, and advice will help you provide back-office support for cashiering, transfer, margin, and branch office operations; plan, manage, and enhance data processing systems to support trading, sales, and operations; support new products,...

• Format: Hardcover
• Language: English
• ISBN: 0137991231
• ISBN13: 9780137991235
• Release Date: January 1990
• Publisher: Prentice Hall
• Length: 487 Pages
• Weight: 2.10 lbs.

Customer Reviews

Informative guide

This is not a book you are going to pick up and read in one go, rather a book that is going to help you understand the "ins and outs" of trades. If you find yourself surrounded by the finacial world and are needing to understand all the terms - this is definatly the master book.

Global understanding of US markets

A must on the list, for a look into the craft of US backoffice clearing and trade processing. What a gift if you are looking at trading with the US and or entering that market..

The single best overview of brokerage available

The best overview from a fairly detailed level of various components of brokerage operations and systems including new business, contigency planning, regulatory compliance etc

Excellent

This book, and David M. Weiss' "After the Trade is Made" are the best books everr written on this topic. Take your pick, they are both Excellent.