SEC Rule 10b-5

by LandMark Publications

THIS CASEBOOK contains a selection of U. S. Court of Appeals decisions that analyze, interpret and apply provisions of the SEC Rule 10b-5. * * * To plead a primary violation of SEC Rule 10b-5, a complaint must allege "1) a material misrepresentation or omission by the defendant falsity]; 2) scienter; 3) a connection between the misrepresentation or omission and the purchase or sale of a security; 4) reliance upon the misrepresentation or omission;...

• Format: Paperback
• Language: English
• ISBN: 1079957987
• ISBN13: 9781079957983
• Release Date: July 2019
• Publisher: Independently Published
• Length: 542 Pages
• Weight: 1.58 lbs.
• Dimensions: 1.1" x 6.0" x 9.0"