Regulating (From) the Inside: The Legal Framework for Internal Control in Banks and Financial Institutions

by Iris H-Y Chiu

Book Overview

This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for...

• Format: Paperback
• Language: English
• ISBN: 1509920099
• ISBN13: 9781509920099
• Release Date: January 2018
• Publisher: Hart Publishing
• Length: 360 Pages
• Weight: 1.10 lbs.
• Dimensions: 0.7" x 6.1" x 9.2"