Red Flags: Recognize and eliminate the risks in your RIA firm's Disaster Recovery, IT Compliance, and Cyber Security processes to

by Julian Makas and Richard Mabbun

Written for the owners and officers of any Registered Investment Advisory firm, this book seeks to provide the answers you need to safeguard your firm's reputation and maintain your clients' trust. With over 35 combined years of reviewing and protecting RIA firms, we understand the unique cyber security threats, compliance regulations, and resource constraints facing RIA firms, which compelled us to share our knowledge. In this book you will find...

• Format: Paperback
• Language: English
• ISBN: 1502405652
• ISBN13: 9781502405654
• Release Date: September 2014
• Publisher: Createspace Independent Publishing Platform
• Length: 102 Pages
• Weight: 0.32 lbs.
• Dimensions: 0.2" x 6.0" x 9.0"