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Paperback Mastering Series 9/10: General Securities Sales Supervisor Exam Prep Book

ISBN: B0CDNM85BZ

ISBN13: 9798854876919

Mastering Series 9/10: General Securities Sales Supervisor Exam Prep

Mastering Series 9/10: General Securities Sales Supervisor Exam Prep

Table of Contents

Chapter 1: Introduction to Series 9/10 Exam
Chapter 2: Regulatory Environment and Industry Standards
Chapter 3: Supervision of Registered Representatives
Chapter 4: Compliance and Business Conduct
Chapter 5: Investment Products and Associated Risks
Chapter 6: Trading and Market Operations
Chapter 7: Investment Analysis...

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Format: Paperback

Condition: New

$19.99
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Business Business & Investing

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