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Paperback Mastering Series 27: Financial and Operations Principal Exam Prep Book

ISBN: B0CFD9M5GJ

ISBN13: 9798857458235

Mastering Series 27: Financial and Operations Principal Exam Prep

Mastering Series 27: Financial and Operations Principal Exam Prep

Table of Contents

Chapter 1: Introduction to Series 27 Exam.. 1
Chapter 2: Regulatory Framework and Industry Standards. 5
Chapter 3: Firm Operations and Recordkeeping. 10
Chapter 4: Capital and Margin Requirements. 15
Chapter 5: Customer Protection and Investor Education. 20
Chapter 6: Trading and Market Regulation. 25
Chapter 7: Financial...

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Format: Paperback

Condition: New

$16.43
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Business Business & Investing

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