Mastering Series 24: General Securities Principal Exam Prep

by Innoware PJP

Mastering Series 24: General Securities Principal Exam Prep

Table of Contents

Chapter 1: Introduction to the Series 24 Exam.. 1
Chapter 2: Securities Industry Regulation. 6
Chapter 3: Supervision and Compliance. 11
Chapter 4: Registered Representative Supervision. 16
Chapter 5: Trading and Market Making Activities. 21
Chapter 6: Investment Banking and Corporate Financing. 26
Chapter 7: Customer Accounts...

• Format: Paperback
• Language: English
• ISBN: B0CFCY7GMS
• ISBN13: 9798857460375
• Release Date: August 2023
• Publisher: Independently Published
• Length: 82 Pages
• Weight: 0.27 lbs.
• Dimensions: 0.2" x 6.0" x 9.0"