Governance, Compliance and Supervision in the Capital Markets, + Website

by Sarah Swammy and Michael McMaster

The definitive guide to capital markets regulatory compliance

Governance, Compliance, and Supervision in the Capital Markets demystifies the regulatory environment, providing a practical, flexible roadmap for compliance. Banks and financial services firms are under heavy regulatory scrutiny, and must implement comprehensive controls to comply with new rules that are changing the way they conduct business. This book provides...

• Format: Hardcover
• Language: English
• ISBN: 1119380650
• ISBN13: 9781119380658
• Release Date: May 2018
• Publisher: Wiley
• Length: 176 Pages
• Weight: 0.85 lbs.
• Dimensions: 0.8" x 6.3" x 9.1"