Comparing European and U.S. Securities Regulations: Mifid Versus Corresponding U.S. Regulations Volume 184

by Tanja Boskovic, Caroline Cerruti, Michel Noël

This paper, aimed at professionals, scholars, and government officials in the field of securities regulations, compares the European (specifically the Market in Financial Instruments Directive--MiFID) and U.S. securities regulations. The analysis focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. We show that although there may be regional differences in the structure and rules of current...

• Format: Paperback
• Language: English
• ISBN: 0821382535
• ISBN13: 9780821382530
• Release Date: January 2010
• Publisher: World Bank Publications
• Length: 184 Pages
• Weight: 0.73 lbs.
• Dimensions: 0.4" x 7.0" x 10.0"