Hazen's Broker-Dealer Regulation in a Nutshell

by Thomas Lee Hazen

Book Overview

This title is designed to provide an introduction and overview of broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues as well as market... This description may be from another edition of this product.

• Format: Paperback
• Language: English
• ISBN: 0314144625
• ISBN13: 9780314144621
• Release Date: January 2003
• Publisher: Gale Cengage
• Length: 235 Pages
• Weight: 0.50 lbs.