Broker-Dealer Compliance: A Case-Based Guide to Compliance Program Elements and Practices

by James A Fanto

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Format:Paperback

Language:English

ISBN:1800889585

ISBN13:9781800889583

Release Date:April 2023

Publisher:Edward Elgar Publishing

Length:222 Pages

Dimensions:5.4" x 8.5"

Related Subjects

Law

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Broker-Dealer Compliance: A Case-Based Guide to Compliance Program Elements and Practices

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